TL;DR
Investments Compliance Officer (Finance): Ensuring compliance with regulatory, prospectus, client-directed, and internal investment restrictions primarily supporting fixed income teams. Focus on analyzing compliance alerts, resolving exceptions, and coordinating compliance operations to minimize financial and reputational risk.
Location: Atlanta, Georgia or Houston, Texas, USA with hybrid work model requiring at least four days per week onsite
Company
Invesco is a leading independent global investment firm providing a wide range of investment strategies and vehicles worldwide.
What you will do
- Review and resolve compliance exceptions promptly, providing subject matter expertise to investment and trading teams.
- Analyze compliance alerts using knowledge of investment guidelines, regulations, systems, and data.
- Escalate critical issues to senior team members to prevent violations.
- Serve as a key contact for fixed income teams addressing time-sensitive compliance questions.
- Coordinate resolution and documentation of compliance violations across stakeholders.
- Participate in testing new investment ideas and product launches to ensure regulatory compliance.
Requirements
- Location: Must be based in or near Atlanta, Georgia or Houston, Texas, USA
- Bachelor’s degree and 3+ years experience in asset management industry.
- Knowledge of domestic and international securities law and trading/compliance systems preferred.
- Strong customer service orientation and consultative approach.
- Excellent interpersonal, communication, organizational, and analytical skills.
Culture & Benefits
- Flexible paid time off and parental leave benefits.
- Hybrid work schedule with expectation of four days onsite weekly.
- 401(K) matching and employee stock purchase plan.
- Health and wellbeing benefits.
- Inclusive culture committed to diversity and equal opportunity employment.